finra

API Wrapper for the FINRA Query API

Governance framework for Microsoft 365 AI agents (Copilot Studio) in regulated financial services

This repository deals with the personal project of setting up an API (Python) client wrapper for the FINRA API to load and request datasets. All available FINRA datasets can be loaded after valid credentials have been obtained. Metadata retrieval, filtering and a lot more methods are exemplary shown.

Claude plugins for second-line financial-services work: GRC, regulatory change, AI/model risk, third-party risk, compliance testing, risk reporting, financial crime, consumer compliance — across banking, insurance, capital markets, and payments/fintech.

MCP server for vetting SEC-registered financial advisors: search 213k+ advisors, disclosure status, firm fees, credentials. By AdvisorFinder.

An Unofficial, Open-Source Python Client Library for the FINRA API Platform

Compliance checks and audit evidence for LLM outputs in regulated industries. Finance pack included.

Daily US micro/small-cap tech screener across 8 free data sources (Yahoo, SEC EDGAR, FINRA, Reddit, StockTwits, Google Trends) with weighted scoring and a Streamlit dashboard

Catalyst-event engine for biotech and pharma. Builds a calendar of trial readouts and PDUFA dates from ClinicalTrials.gov and SEC EDGAR, then ranks each as a named setup carrying the result of an actual backtest.

Public-market intelligence and capital-flow research platform built on real SEC/FINRA/Companies House/Cboe/GDELT data, with point-in-time-correct signals and a read-only dashboard. Research/decision support only -- not investment advice.

The missing knowledge layer for AI agents. Curated, agent-readable context for trading, healthcare, legal, and more.

Stockfacts MCP — first-party US-equity market data for AI agents over MCP: SEC filings, financials, Form 4 insider trades, 13F holdings, options greeks, FINRA short data, macro. 52 read-only tools.

Local-first AI investment research system with SEC, FINRA, portfolio analytics, provenance, and point-in-time data.

Auditable regulatory RAG for compliance teams with grounded citations, quote verification, and hash-chained query audits.

Marketing-copy generation with a deterministic compliance gate — a reference pattern for financial-services teams