fix(files): align workbench reads with provenance policy

apps/sim/lib/execution/durable-secret-provenance-telemetry.ts

@@ -1,3 +1,10 @@
+import {
+  AuditAction,
+  type AuditLogParams,
+  AuditResourceType,
+  recordAudit,
+  recordAuditBatch,
+} from '@sim/audit'
 import { createLogger } from '@sim/logger'
 
 const persistenceLogger = createLogger('DurableSecretProvenancePersistence')
@@ -28,7 +35,6 @@ export type DurableSecretProvenanceRefusalCause =
   | 'workspace-file-provenance-unavailable'
   | 'workspace-file-opaque-secret-content'
   | 'workspace-file-registry-unavailable'
-  | 'workspace-file-unrecorded-enforced'
 
 export interface DurableSecretProvenanceRefusalReport {
   surface: DurableSecretProvenanceSurface
@@ -65,3 +71,56 @@ export function reportDurableSecretProvenanceRefusal(
     ...(report.resourceId ? { resourceId: report.resourceId } : {}),
   })
 }
+
+export interface DurableSecretProvenanceUnrecordedReport {
+  surface: DurableSecretProvenanceSurface
+  workspaceId?: string
+  organizationId?: string
+  resourceId?: string
+  recordCount?: number
+  actorUserId?: string
+}
+
+function unrecordedProvenanceAuditEntry(
+  report: DurableSecretProvenanceUnrecordedReport
+): AuditLogParams | undefined {
+  const metadata = {
+    surface: report.surface,
+    ...(report.organizationId ? { organizationId: report.organizationId } : {}),
+    ...(report.recordCount !== undefined ? { recordCount: report.recordCount } : {}),
+  }
+  persistenceLogger.warn('Using content without recorded secret provenance', {
+    ...metadata,
+    ...(report.workspaceId ? { workspaceId: report.workspaceId } : {}),
+    ...(report.resourceId ? { resourceId: report.resourceId } : {}),
+  })
+  if (!report.workspaceId && !report.organizationId) return undefined
+  return {
+    workspaceId: report.organizationId ? null : report.workspaceId,
+    actorId: report.actorUserId ?? null,
+    action: AuditAction.SECRET_PROVENANCE_UNRECORDED,
+    resourceType: AuditResourceType.SECRET_PROVENANCE,
+    ...(report.resourceId ? { resourceId: report.resourceId } : {}),
+    description: 'Used content without recorded secret provenance',
+    metadata,
+  }
+}
+
+/** Records accepted content whose producer did not supply provenance, without recording bytes. */
+export function reportDurableSecretProvenanceUnrecorded(
+  report: DurableSecretProvenanceUnrecordedReport
+): void {
+  const entry = unrecordedProvenanceAuditEntry(report)
+  if (entry) recordAudit(entry)
+}
+
+/** Batches tenant-scoped admission events without one pooled database query per source. */
+export function reportDurableSecretProvenanceUnrecordedBatch(
+  reports: readonly DurableSecretProvenanceUnrecordedReport[]
+): void {
+  const entries = reports.flatMap((report) => {
+    const entry = unrecordedProvenanceAuditEntry(report)
+    return entry ? [entry] : []
+  })
+  if (entries.length > 0) recordAuditBatch(entries)
+}

apps/sim/lib/function-execution/execute-request.test.ts

@@ -2264,11 +2264,13 @@ describe('Function execution request', () => {
     )
 
     it.each([
-      { reason: 'source-provenance-incomplete', status: 200 },
-      { reason: 'entry-decrypt-failed', status: 400 },
+      { reason: 'source-provenance-incomplete', status: 200, knownMount: false, text: false },
+      { reason: 'source-provenance-incomplete', status: 200, knownMount: true, text: false },
+      { reason: 'source-provenance-incomplete', status: 200, knownMount: true, text: true },
+      { reason: 'entry-decrypt-failed', status: 400, knownMount: false, text: false },
     ] as const)(
-      'distinguishes historical absence from provenance faults: $reason',
-      async ({ reason, status }) => {
+      'distinguishes historical absence from provenance faults: $reason knownMount=$knownMount text=$text',
+      async ({ reason, status, knownMount, text }) => {
         envFlagsMock.isRemoteSandboxEnabled = true
         const registry = new ResolvedSecretTraceRegistry([], {
           userId: 'user-123',
@@ -2278,7 +2280,7 @@ describe('Function execution request', () => {
         const contentUpdatedAt = new Date('2026-01-01T00:00:00Z')
         mockMountContributors.mockReturnValue([
           {
-            fileId: 'legacy-file',
+            fileId: knownMount ? 'known-file' : 'legacy-file',
             key: 'execution/workspace-1/workflow-1/execution-1/a/input.txt',
             context: 'execution',
             contentUpdatedAt,
@@ -2287,25 +2289,38 @@ describe('Function execution request', () => {
         dbChainMockFns.limit.mockResolvedValue([
           {
             fileContentUpdatedAt: contentUpdatedAt,
-            secretProvenanceVersion: null,
-            provenanceContentUpdatedAt: null,
-            status: null,
-            entries: null,
+            secretProvenanceVersion: knownMount ? 1 : null,
+            provenanceContentUpdatedAt: knownMount ? contentUpdatedAt : null,
+            status: knownMount ? 'exact' : null,
+            entries: knownMount
+              ? [
+                  {
+                    name: 'API_KEY',
+                    encryptedValue: 'encrypted:mounted-secret',
+                    sourceUserId: 'user-123',
+                    sourceWorkspaceId: 'workspace-1',
+                  },
+                ]
+              : null,
           },
         ])
-        const buffer = Buffer.from('ordinary file')
-        mockExecuteInSandbox.mockResolvedValueOnce({
+        const buffer = Buffer.from(text ? 'Bearer mounted-secret' : 'ordinary file')
+        mockExecuteInSandbox.mockResolvedValue({
           result: null,
           stdout: '',
           sandboxId: 'sbx',
-          collectedFiles: [
-            {
-              relativePath: 'report.zip',
-              path: '/tmp/sim/outputs/report.zip',
-              contentBase64: buffer.toString('base64'),
-              byteLength: buffer.length,
-            },
-          ],
+          ...(text
+            ? { exportedFiles: { '/home/user/report.txt': buffer.toString('utf8') } }
+            : {
+                collectedFiles: [
+                  {
+                    relativePath: 'report.zip',
+                    path: '/tmp/sim/outputs/report.zip',
+                    contentBase64: buffer.toString('base64'),
+                    byteLength: buffer.length,
+                  },
+                ],
+              }),
         })
         const response = await POST(
           createMockRequest('POST', {
@@ -2314,13 +2329,42 @@ describe('Function execution request', () => {
             workspaceId: 'workspace-1',
             workflowId: 'workflow-1',
             executionId: 'execution-1',
+            ...(text
+              ? {
+                  outputs: {
+                    files: [
+                      {
+                        path: 'files/report.txt',
+                        sandboxPath: '/home/user/report.txt',
+                        mimeType: 'text/plain',
+                      },
+                    ],
+                  },
+                }
+              : {}),
           }),
           registry
         )
         expect(response.status).toBe(status)
-        if (status === 200)
-          expect(mockUploadExecutionFile.mock.calls[0][5]).toEqual({ status: 'unrecorded' })
-        else expect(mockUploadExecutionFile).not.toHaveBeenCalled()
+        if (status === 200) {
+          if (text) {
+            expect(mockWriteWorkspaceFileByPath.mock.calls[0][0].secretProvenance).toEqual({
+              status: 'exact',
+              entries: [
+                {
+                  name: 'API_KEY',
+                  encryptedValue: 'encrypted:mounted-secret',
+                  sourceUserId: 'user-123',
+                  sourceWorkspaceId: 'workspace-1',
+                },
+              ],
+            })
+          } else {
+            expect(mockUploadExecutionFile.mock.calls[0][5]).toEqual({
+              status: knownMount ? 'unknown' : 'unrecorded',
+            })
+          }
+        } else expect(mockUploadExecutionFile).not.toHaveBeenCalled()
       }
     )
 
@@ -2567,7 +2611,7 @@ describe('Function execution request', () => {
     it.each([
       ['a mount with no provenance source', true],
       ['no mounts', false],
-    ] as const)('withholds workbench certification for %s', async (_label, mounted) => {
+    ] as const)('keeps workbench use available for %s', async (_label, mounted) => {
       envFlagsMock.isMothershipSandboxEnabled = true
       mockUnprovenancedMountCount.mockReturnValue(mounted ? 1 : 0)
       hybridAuthMockFns.mockCheckInternalAuth.mockResolvedValue({
@@ -2588,7 +2632,7 @@ describe('Function execution request', () => {
       expect(response.status).toBe(200)
       const session = mockExecuteInSandbox.mock.calls.at(-1)?.[0].session
       expect(session.key).toBe('chat-session')
-      expect(session.unprovenancedInputs === true).toBe(mounted)
+      expect(session.unprovenancedInputs).not.toBe(true)
     })
 
     it('gives overlapping calls in one persistent workbench distinct automatic export directories', async () => {

apps/sim/lib/function-execution/execute-request.ts

@@ -1089,6 +1089,10 @@ async function importRuntimeInputProvenance(
     })
     if (decision.safe && decision.provenance.status === 'unrecorded') {
       context.runtimeInputProvenanceUnrecorded = true
+      context.runtimeFileSecretTraceRegistry = new ResolvedSecretTraceRegistry([], {
+        userId: context.attributedUserId,
+        workspaceId: context.workspaceId,
+      })
       return
     }
   }
@@ -2718,6 +2722,9 @@ export async function executeFunctionRequest(
           logger,
         },
       })
+      if (resolvedMounts.unprovenancedMountCount > 0) {
+        routeContext.runtimeInputProvenanceUnrecorded = true
+      }
       await importRuntimeFileContributors(
         routeContext,
         resolvedMounts.contributingFiles,
@@ -2747,7 +2754,6 @@ export async function executeFunctionRequest(
     const mothershipSession = admittedSession
       ? {
           ...admittedSession,
-          unprovenancedInputs: resolvedMounts.unprovenancedMountCount > 0,
           inputProvenance: () => {
             const runtime = activeRouteContext.runtimeFileSecretTraceRegistry?.exportProvenance()
             return mergeDurableSecretProvenance(

apps/sim/lib/function-execution/sandbox-mounts.ts

@@ -1,4 +1,5 @@
 import { createLogger } from '@sim/logger'
+import { reportDurableSecretProvenanceUnrecorded } from '@/lib/execution/durable-secret-provenance-telemetry'
 import { resolveStoredFileProvenanceSource } from '@/lib/execution/payloads/file-secret-provenance'
 import {
   assertUserFileContentAccess,
@@ -277,15 +278,7 @@ export async function resolveUserFileMounts(args: {
   manifest: SandboxMountManifestEntry[]
   contributingFiles?: readonly WorkspaceFileSecretProvenanceIdentity[]
   renderedContributingFiles?: readonly WorkspaceFileSecretProvenanceIdentity[]
-  /**
-   * Mounts whose own bytes have no provenance source (no principal to bind one, or a key with no
-   * canonical metadata record). Workflow runs keep their legacy absence policy; a persistent
-   * workbench must not certify a machine that received one.
-   *
-   * Storage contexts other than workspace and execution (chat, copilot, knowledge-base, logs, and
-   * the other public contexts) never have a source, so they always count here and taint a
-   * workbench. That is conservative by design.
-   */
+  /** Mounts without producer provenance remain usable and report the recording gap. */
   unprovenancedMountCount: number
 }> {
   let unprovenancedMountCount = 0
@@ -365,6 +358,14 @@ export async function resolveUserFileMounts(args: {
     })
   }
 
+  if (unprovenancedMountCount > 0) {
+    reportDurableSecretProvenanceUnrecorded({
+      surface: 'workspace-file',
+      workspaceId: args.context.workspaceId,
+      actorUserId: args.context.userId,
+      recordCount: unprovenancedMountCount,
+    })
+  }
   logger.info('Resolved sandbox file mounts', {
     mountCount: sandboxFiles.length,
     bufferedBytes: budget.buffered,

apps/sim/lib/internal/file/operations.provenance.test.ts

@@ -89,6 +89,8 @@ vi.mock('@/lib/workspaces/permissions/utils', () => permissionsMock)
 vi.mock('@/app/api/files/authorization', () => filesAuthorizationMock)
 
 vi.mock('@/lib/execution/durable-secret-provenance-telemetry', () => ({
+  reportDurableSecretProvenanceUnrecorded: vi.fn(),
+  reportDurableSecretProvenanceUnrecordedBatch: vi.fn(),
   reportDurableSecretProvenanceWrite: vi.fn(),
   reportDurableSecretProvenanceRefusal: vi.fn(),
 }))
@@ -237,7 +239,7 @@ describe('appended file provenance', () => {
   })
 
   it.each([
-    { predecessor: 'unrecorded', secret: true, expectedStatus: 'unknown' },
+    { predecessor: 'unrecorded', secret: true, expectedStatus: 'exact' },
     { predecessor: 'exact', secret: true, expectedStatus: 'exact' },
     { predecessor: 'legacy', secret: true, expectedStatus: 'exact' },
     { predecessor: 'unrecorded', secret: false, expectedStatus: 'unrecorded' },
@@ -315,7 +317,7 @@ describe('appended file provenance', () => {
         view: 'complete',
         value: `before:${content}`,
       })
-      expect(permitted).toBe(expectedStatus === 'exact')
+      expect(permitted).toBe(expectedStatus !== 'unknown')
       if (permitted) {
         expect(projectResolvedSecretModelContent(`before:${content}`, registry)).toEqual({
           safe: true,
@@ -326,7 +328,7 @@ describe('appended file provenance', () => {
         joinedRow(persisted.status, persisted.entries, persisted.contentUpdatedAt),
       ])
       expect(await isOpaqueWorkspaceFileEgressSafe('workspace-1', IDENTITY)).toBe(
-        expectedStatus === 'exact' && !secret
+        expectedStatus !== 'unknown' && !secret
       )
     }
   )
@@ -352,7 +354,7 @@ describe('execution-file content provenance', () => {
 
   it.each([
     { status: 'exact', version: 1, stale: false, complete: true },
-    { status: 'unrecorded', version: 1, stale: false, complete: false },
+    { status: 'unrecorded', version: 1, stale: false, complete: true },
     { status: 'unknown', version: 1, stale: false, complete: false },
     { status: 'unknown', version: null, stale: false, complete: true },
     { status: 'exact', version: 1, stale: true, complete: false },

apps/sim/lib/internal/file/operations.ts

@@ -14,6 +14,7 @@ import { isPayloadSizeLimitError } from '@/lib/core/utils/stream-limits'
 import { ensureAbsoluteUrl } from '@/lib/core/utils/urls'
 import { isUserFile } from '@/lib/core/utils/user-file'
 import { durableSecretProvenanceFromPrivateBundle } from '@/lib/execution/durable-secret-provenance'
+import { reportDurableSecretProvenanceUnrecorded } from '@/lib/execution/durable-secret-provenance-telemetry'
 import {
   inspectPrivateSecretProvenanceRequest,
   isPrivateSecretProvenanceBundleV1,
@@ -596,6 +597,7 @@ export async function getFileContentProvenance(
     ? { userId: ownerUserId, workspaceId }
     : undefined
   const accumulator = new ResolvedSecretTraceProvenanceAccumulator(scope)
+  let unrecorded = 0
 
   for (const source of sources) {
     signal?.throwIfAborted()
@@ -605,7 +607,11 @@ export async function getFileContentProvenance(
     }
     const provenance = await readFileSourceSecretProvenance(principal, workspaceId, source.identity)
     signal?.throwIfAborted()
-    if (provenance.status !== 'exact' || (source.opaque && provenance.entries.length > 0)) {
+    if (provenance.status === 'unrecorded') {
+      unrecorded += 1
+      continue
+    }
+    if (provenance.status === 'unknown' || (source.opaque && provenance.entries.length > 0)) {
       accumulator.markIncomplete('workspace-file-provenance-unknown')
       continue
     }
@@ -625,6 +631,13 @@ export async function getFileContentProvenance(
     })
   }
 
+  if (unrecorded > 0) {
+    reportDurableSecretProvenanceUnrecorded({
+      surface: 'workspace-file',
+      workspaceId,
+      recordCount: unrecorded,
+    })
+  }
   return accumulator.exportProvenance()
 }